what is the purpose of an alford plea

This often takes the form of a brief discussion in court, in which the judge asks whether the defendant understands that he is accepting punishment as though he is guilty, even if he is making an Alford plea, or no contest. An Alford Plea (also called a Kennedy plea in West Virginia) is considered a guilty plea in criminal court but the accused reasserts their innocence. In some cases, a "conditional plea" may be entered by a . The Alford Plea was created in 1970, at the time Henry C. Alford was indicted for first degree murder(5). "[17] A Guide to Military Criminal Law notes that under the Alford plea, "the defendant concedes that the prosecution has enough evidence to convict, but the defendant still refuses to admit guilt. Alford pleas: A Violation of Rights or a Psychological Slave?. In such a case, the defendant is admitting that, whatever evidence the prosecution has is likely to convince the court . Keeping these cases closed with no investigation means that the true culprit of these crimes is often left undiscovered and unpunished. With this new information, both men were potentially up for a retrial, and having this in mind, State prosecutors offered both men Alford Pleas. As we already mentioned, Michael Peterson is, without a doubt, the most famous example of an Alford plea in the 21st century so far. [19] The Court ruled that the defendant can enter such a plea "when he concludes that his interests require a guilty plea and the record strongly indicates guilt. Alford Plea. In the 1970 Court ruling, Justice Byron White explained that a defendant is free to enter a plea of guilty in the face of innocence, if he decides that it is in his best interests to do so. 68 (2003)1-33. While defendant initially entered an Alford plea to two counts in exchange for the state . You also have the option to opt-out of these cookies. An Alford plea is a guilty plea entered by a defendant who says he or she is innocent. Sometimes people want to plead, no contest, which has most of the same effect except it cannot be used in a ci. In 1963, Henry Alford was indicted on a charge of first-degree murder in North Carolina. These cookies track visitors across websites and collect information to provide customized ads. As long as we have plea bargaining, he maintains, innocent defendants should be free to use these pleas to enter advantageous plea bargains without lying. "What Is an Alford Plea?" 5. Sixteen months later, in fall of 2008, the State prosecutor informed the judge that the State was declining to prosecute, and Owens walked out of jail completely exonerated. With an Alford plea, the defendant -- typically only with the court's permission -- accepts all the . https://www.propublica.org/article/baltimore-to-pay-largest-settlement-in-city-history-, 9-million-to-man-wrongfully-convicted-of-murder(accessed December 11, 2018), 3. punishment). https://www.propublica.org/article/what-does-an-innocent-man-have-to-do-alford-plea-guilty(accessed December 11, 2018). They undermine the procedural values of accuracy and public confidence in accuracy and fairness, by convicting innocent defendants and creating the perception that innocent defendants are being pressured into pleading guilty. It is easily forgotten that although the Alford Plea may have a negative legacy, the intentions in which it was created with were positive. Plea in abatement (used to address procedural errors in bringing the charges against the defendant) [11] Bibas notes that prominent plea bargain critic Albert Alschuler supports the use of this form of plea, writing, "He views them as a lesser evil, a way to empower defendants within a flawed system. [15][18] In 2000, the United States Department of Justice noted, "In an Alford plea the defendant agrees to plead guilty because he or she realizes that there is little chance to win acquittal because of the strong evidence of guilt. This entails considering the seriousness of the crime, and whether the defendant has a prior history of criminal activity. An Alford plea allows a defendant to maintain their innocence, but acknowledge that pleading guilty is in their best interest, according to the U.S. Department of Justice. Upon receiving an Alford plea from a defendant, the court may immediately pronounce the defendant guilty and impose sentence as if the defendant had otherwise been convicted of the crime. The Alford Plea was created in 1970, at the time Henry C. Alford was indicted for first degree murder(5). The defendant gets to "save face" by using an Alford plea, but it is legally the same as a guilty plea. We must trust the accused to make such an important decision for himself. allocution hearing / allocute. Once the guilty plea has been entered by a criminal defendant, they are automatically convicted of the crime and are sentenced, and the case is closed. Well be happy to evaluate your case during a free consultation and well give you the legal guidance you need right now. What is an Alford plea quizlet? Alford Plea of Guilty. His crimesalleged or otherwisehave been immortalized in film and television, including episodes of Forensic Files, Cold Case, The New Detectives, Trial & Error, Dateline NBC, and others. The purpose of entering a no contest plea is often to avoid being sued civilly for essentially confessing to a crime, which is the basis of a guilty plea. Alford pleas, however, are exceptionally rare, composing only 6 percent of all the guilty pleas in state and federal courts, according to a study published in 2009. Rose, Megan. Star Athletica, L.L.C. The case eventually made its way to the U.S. Supreme Court, which took on the decision of whether the trial court had committed a constitutional error in accepting Alfords guilty plea, even while he maintained his innocence. "[21] He said of the Supreme Court case, "They had to make a decision about what to do. How long is it safe to use nicotine lozenges? While entering his plea, Alford maintained that he was innocent, but pleading guilty due to the threat of the death penalty, according to the Legal Information Institute at Cornell University. The man got into a loud argument with some of the partygoers, which soon turned into a brawl, and a gun went off. This is something every defendant should keep in mind . . Alford pleaded guilty to second-degree murder, stating to the court that he was innocent, but only pleading guilty so that he would not receive the death penalty. At that time in North Carolina, an accused who pled guilty to a capital offense could only be sentenced to life in prison, whereas, if the accused took his case to a jury and lost, the jury could vote for the death penalty. Once the not guilty plea is entered, the court will set deadlines for filing and answering motions, schedule any evidentiary hearings and, in some cases, select a date . We use cookies on our website to give you the most relevant experience by remembering your preferences and repeat visits. [11] Bibas argues, "These procedures may be constitutional and efficient, but they undermine key values served by admissions of guilt in open court. Defendants who take Alford pleas also may believe they are receiving a deal at the time, but it causes damaging effects once they are released from prison. Alford left the house, and afterwards the victim received a fatal gunshot wound when he opened the door responding to a knock. By rejecting non-essential cookies, Reddit may still use certain cookies to ensure the proper functionality of our platform. In other words, defendants who know a conviction is inevitable might use an Alford Plea to avoid the possibility of harsher penalties (like Henry Alford did in 1970). Plea bargaining according to Jay (324) "is a deal, an agreement between the defendant (through her attorney) and the prosecutor that the defendant will plea guilty in exchange for the prosecutions reducing the seriousness of the charges against the defendant. No. For these reasons, Alford pleas at times may seem to work in favor of the defendant and their best wishes, but functionally, Alford is used in a much different way that does not yield as positive results. Please contact webmaster@usdoj.gov if you have any questions about the archive site. English Think of a no contest plea as saying, "I'll accept the penalties, but I'm not guilty of the . The first is named with the Old English female personal name Ealdg{dh} + ford ford. The case was next appealed to the U.S. Supreme Court, which held that for the plea to be accepted, the defendant must have been advised that his best decision in the case would be to enter a guilty plea. When she accepts a deal to enter an Alford plea of guilty to only the charge of robbery, the judge accepts. "[21] The Court allowed the guilty plea with a simultaneous protestation of innocence only because there was enough evidence to show that the prosecution had a strong case for a conviction and the defendant was entering such a plea to avoid this possible sentencing. Montaldo, Charles. Where can I watch the entire Dragon Ball series for free. The Alford Plea was created in 1970, at the time Henry C. Alford was indicted for first degree murder(5). Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. In that case, the defendant was indicted for first-degree murder. An Alford plea in Nevada is when a defendant in a criminal case does not admit guilt but concedes there is sufficient evidence to find him/her guilty at trial. [24] The defendant maintains a claim of innocence, but agrees to the entry of a conviction in the charged crime. [27], This form of guilty plea has been frequently used in local and state courts in the United States,[16] though it constitutes a small percentage of all plea bargains in the U.S.[14] This form of plea is not allowed in courts of the United States military. An Alford plea can be a useful tool to criminal defense counsel, criminal defendants, and prosecutors. In federal courts, such plea may be accepted as long as there is evidence that the defendant is actually guilty. A plea of not guilty is a denial of all charge (s) filed against the accused. The Court went on to concede that it may be in the best interest of a defendant to accept a guilty plea in order to minimize his exposure to imprisonment or . If you agree to plead guilty for a crime that you say you didnt commit, youre using an Alford plea. Like a nolo contendere plea, an Alford plea arrests the full process of criminal trial because the defendant typically, only with the courts permission accepts all the ramifications of a guilty verdict (i.e. In Baltimore Maryland in the year 1998, James L. Owens and James A. Thompson were both convicted of the rape and murder of 24-year old college student Colleen Williar (1). "[37], US Air Force attorney Steven E. Walburn argues in a 1998 article in The Air Force Law Review that this form of guilty plea should be adopted for usage by the United States military. "[33] The Minnesota Judicial Branch similarly states: "Alford Plea: A plea of guilty that may be accepted by a court even where the defendant does not admit guilt. ThoughtCo. The Supreme Court further recognized that there is no material difference between a no-contest plea that refuses to admit "commission of the criminal act" and a plea "containing a protestation of . whether probable cause exists to show the crime was committed, and; . What equipment is necessary for safe securement for people who use their wheelchair as a vehicle seat? Copyright 2012 - 2022 by Gamino Law Offices, LLC | All Rights Reserved | This ruling that a trial court may accept a plea of guilty from a defendant who is simultaneously maintaining his innocence became binding precedent, and guides similar cases today. 4. in open court, must admit to the crimes charged so he/she can enter an alford plea. Nolo contendere is a latin phrase that essentially means "I do not wish to contend.". Purpose of Alford pleas. "I just pleaded guilty because they said if I didn't, they would gas me for it," wrote Alford in one of his appeals. What is the purpose of an Alford plea? [5][14][15][16][17] This can be caused by circumstantial evidence and testimony favoring the prosecution and difficulty finding evidence and witnesses that would aid the defense. [13] Sources disagree, as may differing states' laws, as to what category of plea the Alford plea falls under: Some sources state that the Alford guilty plea is a form of nolo contendere, where the defendant in the case states "no contest" to the factual matter of the case as given in the charges outlined by the prosecution. The Alford plea is sometimes used in plea bargaining, as it allows the accused person to enter a plea recognizing that the prosecutions evidence would likely result in a conviction, even while maintaining he did not commit the crime. Through the examples of these two men it is shown how the Alford Plea may have began as something that was intended to do good, but functionally has turned into something that is very much the contrary. [14] According to the book Gender, Crime, and Punishment published by Yale University Press, "Under the Alford doctrine, a defendant does not admit guilt but admits that the state has sufficient evidence to find him or her guilty, should the case go to trial. The defendant, who had competent counsel, knowingly entered his guilty plea in order to avoid this outcome. A defendant who enters an Alford plea pleads guilty but claims to be innocent. In fact, its a type of plea available in 47 of our 50 states (its not allowed in Indiana, Michigan or New Jersey). An Alford plea is a guilty plea in which a defendant maintains their innocence and does not admit to the criminal act they are accused of, but admits that the prosecution has sufficient evidence . If the above bullet points are followed, then the judge presiding over the hearing is likely going to accept the plea. The information here may be outdated and links may no longer function. These effects could include losing government benefits or the legal right to vote and render many defendants feeling as though they are psychological slave(s)(10) to the courts, with the prosecution convincing them to believe there is still enough evidence to convict them at any time. With a no contest plea, a defendant accepts punishment but doesn't admit guilt. Alford pleas do not allow defendants to sue for wrongful imprisonment and other types of misconduct which allows this type of misconduct to be perpetuated. The History of the Alford Plea The Alford plea is named after the U.S. Supreme Court case, North Carolina v. Alford, from 1970. He pleaded that he had been wrongfully accused, but people dont want to hear that(11). Such things as the judges memory of having dealt with the defendant before, or even a consideration of how the community feels about the case, could affect the judges opinion. "[21], Common criticisms of Alford pleas include: harm to victims who are denied justice, harm to society from lack of respect for the criminal justice system, the incentive for coercion, violating the right against self-incrimination, hindering rehabilitation by avoiding treatment, and the arbitrary nature in which they are utilized, allowing a person to say one thing when they mean another. This allows the accused to accept a plea bargain for a lesser sentence than he would receive if convicted at trial. 160 (1970)) (when a defendant maintains his or her innocence with respect to the charge to which he or she offers to plead guilty), In the 2006 case before the United States Court of Appeals for the Fifth Circuit, Ballard v. Burton, Judge Carl E. Stewart writing for the Court held that an Alford guilty plea is a "variation of an ordinary guilty plea". The Alford Plea was created in 1970, at the time Henry C. Alford was indicted for first degree murder (5). Answer (1 of 3): I imagine that you could find the meaning of an Alford Plea online with 10 seconds of effort, but here goes: The Alford Plea is a strange middle ground between the normal "guilty" amd "not guilty" pleas one can enter with a criminal court. Is there a difference in sentencing between the two? Alford plea can be considered as evidence of recidivism (repeat offender) and can be used to aggravate a crime or increase sentence in a subsequent charge. Reargued Oct. 14, 1970. Charles Montaldo is a writer and former licensed private detective who worked with law enforcement and insurance firms investigating crime and fraud. The entry of an Alford plea by a defendant is no different than a conviction . At that time North Carolina law provided for the penalty of life imprisonment when a plea of guilty was accepted to a first-degree murder charge; for the death penalty following a jury verdict of guilty, unless the jury recommended life imprisonment; and for a penalty of from two to 30 years imprisonment for second-degree murder. Alford agreed to plead guilty to second-degree murder, according to the U.S. Justice Department. An Alford plea is a plea that may be entered by a defendant who has been charged with a crime. Alford pleas may offer defendants security, and immediate relief from their charges, but prosecutors often times use Alford maintain their courtroom records or to cover up misconduct. In fact, if the accused is silent and refuses to enter into a plea, the court will automatically enter not guilty plea on his behalf. allows defendant to plea guilty while claiming innocence. "[11] Bibas instead asserts that this form of plea is "unwise and should be abolished". Why was Alford denied a writ of habeas corpus? When a defendant enters a guilty plea, whether a straight plea of guilty, or of nolo contendere, or an Alford plea, the judge reviews it, to be sure the defendant understands what is happening. A defendant who enters an Alford plea pleads guilty but claims to be innocent. Rose states that an Alabama ACLU attorney who eventually lead the prosecution to exonerate their client after multiple Alford plea attempts only because we were continuing to expose prosecutorial misconduct (7) which the prosecution greatly feared. In 1967, Alford again petitioned for a writ of habeas corpus in the District Court for the Middle District of North Carolina. Photo Credit: Netflix. Alford later filed a habeas petition in federal court, arguing that his plea was "involuntary because its principal motivation was fear of the death penalty.". We also use third-party cookies that help us analyze and understand how you use this website. Attorneys' Manual states that in the federal system, Alford pleas "should be avoided except in the most unusual circumstances, even if no plea agreement is involved and the plea would cover all pending charges." It's an oft-used tool in criminal defense and an understanding of its pros and cons can help you make an informed decision if you ever find yourself charged with a crime. The Court ruled that the defendant can enter such a plea "when he concludes that his interests require a guilty plea and the record strongly indicates guilt". An Alford plea allows the defendant to maintain his innocence while acknowledging that the State has enough evidence against him or her to likely achieve a conviction by a jury at trial. During the party, a man Johnny did not know showed up with one of Johnnys friends. Both an Alford plea and a no contest plea are the functional equivalents of a guilty plea. [35][36], In his book American Criminal Justice (1972), Jonathan D. Casper comments on the Supreme Court decision, noting, "The Alford decision recognizes the plea-bargaining system, acknowledging that a man may maintain his innocence but still plead guilty in order to minimize his potential loss. An Alford plea essentially acts as a guilty plea, but does not require the defendant to actually admit that they committed the crime. Copyright 2023 The University of Alabama One example is a situation where the defendant has no recollection of the pertinent events due to intoxication or amnesia. Doing so would invite the police into Johnnys home, where he had a great deal of evidence of his drug-related activities. The plea gets its name from the 1970 case North Carolina v. Alford, in which the defendant, Henry Alford, pleaded guilty to second-degree murder in order to avoid capital punishment for the crime he was initially charged with - first degree murder. [18], Alford was faced with the possibility of capital punishment if convicted by a jury trial. "[34], The U.S. Like the similarnolo contendereplea, an Alford plea skips the full process of a criminal trial because the defendant agrees to accept all the ramifications of a guilty verdict (i.e. The Alford plea is available in all states in the country except Indiana, Michigan and New Jersey. One of the things the court has to do is figure out how to answer new questions, and that is what happened in this case. The United States Supreme Court found this type of plea to be constitutionally acceptable in North Carolina v.Alford, 400 U.S. 25 (1970).In entering an Alford plea, the defendant admits the evidence presented by the . Had he pleaded guilty to first-degree murder, Alford would have had the possibility of a life sentence and would have avoided the death penalty, but he did not want to admit guilt. Henry C. Alford was on trial for first-degree murder and insisted that he was innocent, despite three witnesses who said they heard him say he was going to kill the victim, that he got a gun, left the house and returned saying he had killed him. Essentially, the defendant does not admit the act, but admits that the prosecution could likely prove the charge at trial. Why was Henry C Alfords guilty plea involuntary? The appellate court upheld the conviction, stating that Alford had entered the plea fully understanding what it meant. Things get out of hand, and neighbors call the police when they hear a gunshot. He later sued the State for the 21 years he spent wrongfully imprisoned and was awarded a settlement of 9 million dollars. Both courts denied the writ on the basis of the state courts findings that Alford voluntarily and knowingly agreed to plead guilty. Henry C. Alford 263. [32] In October 2008, the United States Department of Justice defined an Alford plea as: "the defendant maintains his or her innocence with respect to the charge to which he or she offers to plead guilty". 15 (8) A conviction, plea of guilty, or Alford plea under KRS 218A.1415 shall not trigger 16 the application of this section, regardless of the number or type of . This distinction is relevant because unlike a nolo contendere plea, a formal admission of guilt under an Alford plea can be used against the defendant in future suits. This type of plea originates from a ruling handed down by the state's Appellate Court in 1987, which specified that one can avoid admitting guilt by accepting a prison sentence if he or she concludes that he or she would probably have been found guilty. Rose. An Alford guilty plea is a plea of guilty without admission of guilt. [26] Defendants usually enter an Alford guilty plea if they want to avoid a possible worse sentence were they to lose the case against them at trial. He pleaded guilty to second degree murder so as to avoid the death penalty. Not only will they be aware of their deal ahead of time, the Alford Plea also provides security against the enormous risk of going to trial and potentially spending more time behind bars, on top of the sentences they have already served. Together, they are in the best position to properly weigh what the impact his decision, and the resulting conviction, will have upon himself and his family," writes Walburn. [38], Last edited on 20 February 2023, at 08:27, United States District Court for the Middle District of North Carolina, United States Court of Appeals for the Fourth Circuit, United States Court of Appeals for the Fifth Circuit, University of North Carolina at Chapel Hill, University of Richmond Law Review Association, "Harmonizing Substantive Criminal Law Values and Criminal Procedure: The Case of, Judge Advocate General School, United States Air Force, "(Not) Guilty Lawyer in case that led to Alford plea says he worried about later questions", "Coles Enters Guilty Pleas on Two Felony Charges", "9-16.015 Approval Required for Consent to Alford Plea", "9-27.440 Plea Agreements When Defendant Denies Guilt", "The Alford Plea Turns Fifty: Why It Deserves Another Fifty Years", USAM 9-16.000 PleasFederal Rule of Criminal Procedure 11, United States Court of Appeals for the First Circuit, https://en.wikipedia.org/w/index.php?title=Alford_plea&oldid=1140489097, This page was last edited on 20 February 2023, at 08:27. The criminal record shows a conviction just as if he had pled guilty. As with all plea bargains, an Alford plea is not a right and it is ultimately up to the prosecutor and judge to decide if they will offer it. Maybe you do not understand, but an Alford Plea is the same as a guilty plea. The other two counts were dismissed. An Alford plea allows defendant to plead guilty even while unable or unwilling to admit guilt. Alford plea: This plea may be used when the defendant wants the advantage of a plea bargain, but cannot or will not admit guilt. Understand the rights he is giving up by entering a plea of guilty. Court has discretion as to whether to accept this type of plea. 10. | Data Access Request In the U.S., pleas are entered in all criminal procedures, given in during a criminal arraignment in most jurisdictions. As it turns out, Johnny is a local drug distributor doling out drugs to local dealers for sales, and paying the wholesaler his cut. Finally, the Alford Plea allows both defendants and their counsel to refrain from perjuring themselves to the court and removes the incentive to lie. | Accessibility. . Rule 11 essentially provides a list of topics that the Court is required to address when advising a defendant who is entering a guilty plea. Montaldo, Charles. alford plea. [13] It affords defendants the ability to accept a plea bargain, while maintaining innocence. Alford Pleas and Appeals: Maintaining Innocence During a Guilty Plea Does NOT Preserve Appellate Rights. Although the theory of the Alford plea may seem positive facially, in practice, this plea is often abused or creates negative results from its use. Plea Best Not Taken: Why Criminal Defendants Should Avoid Taking the Alford Plea. A defendant making an Alford plea maintains his innocence of the offense charged. [10][12] Henry Alford had been indicted on a charge of first-degree murder in 1963. Meetings by appointment only | 1-414-383-6700 |, Click to share on Twitter (Opens in new window), Click to share on Facebook (Opens in new window), Click to share on LinkedIn (Opens in new window), Click to email a link to a friend (Opens in new window), 4 Tips to Avoid Becoming the Victim of a Credit Card Scam. In an Alford plea, defendant has to admit that he has reviewed the state's evidence, a reasonable jury could find him guilty, and he wants to take advantage of a plea offer that has been made. But opting out of some of these cookies may affect your browsing experience. "[37] Casper comments on the impact of the Supreme Court's decision to require evidence of guilt in such a plea: "By requiring that there be some evidence of guilt in such a situation, the decision attempts to protect the 'really' innocent from the temptations to which plea-bargaining and defense attorneys may subject them. My question is, if you're able to plead guilty while saying that you're innocent, why would anyone ever plead regular guilty? From the case of Kennedy v.Frazier, 178 W.Va. 10, 357 S.E.2d 43 (1987), in which the procedure was upheld by the Supreme Court of Appeals of West Virginia.. Noun []. In the instance of Owens own civil trial, it was uncovered that Owens attorney had not been made aware of Thompsons many changing stories (Thompsons testimony against Owens was a large part of his conviction) as well as other witnesses faltering testimony. Legal Information Institute. For this reason, an Alford plea does count as a strike, in states that have a three-strikes law, or other habitual offender law.

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